Brokerage & Securities Licensing
Guides to AFSL, FSP, Investment Dealer and Securities Dealer licensing across Australia, Mauritius, Seychelles, South Africa and the UAE — built for forex brokers, investment firms and multi-entity brokerage structures.
8 articles in this category
AFSL or VASP Registration: Which Australian Crypto License You Need in 2026
Australia regulates crypto platforms through AUSTRAC VASP registration and the ASIC AFSL. Many digital asset businesses may need both.
Australian Brokerage License: Key Requirements and Structure
The Australian Brokerage License offers two main entry options: a full AFS License or operating as an authorized representative. These differ in capital requirements, compliance obligations, and level of independence, allowing firms to choose the most suitable structure for entering the market.
Best Jurisdiction for Forex Broker Licensing: Mauritius vs Seychelles vs South Africa
Explore the best jurisdictions for offshore forex broker licensing, including Mauritius, Seychelles, and South Africa, and their key differences.
FSCA FSP License South Africa 2026: Who’s Licensed, What’s Changing & Why It’s Africa’s Gateway Market
The FSCA FSP license is essential for brokers entering South Africa and expanding across Africa’s growing financial markets.
Seychelles Securities Dealer License 2026: 190+ Brokers, Market Insights & Who Should Apply
Seychelles offers a flexible offshore broker license widely used for global expansion, especially within multi-entity brokerage structures.
AFSL Application: Five Things to Prepare Before Filing
Before applying for an AFSL, assess ASIC’s role, application requirements, ongoing obligations, penalties for non-compliance, and possible exemptions. Ensure your business qualifies as providing financial services and can meet strict compliance, training, and operational standards.
Do You Need an AFSL? Activities That Trigger a Licence
An AFSL is required for financial services in Australia — advising, dealing, custody, and more — and now also covers digital asset platforms under the 2026 DAF Act.
FACT SHEET: How to Apply for AFSL
Applying for an AFSL requires clear purpose, correct authorizations, and qualified Responsible Managers. Applicants must submit detailed business, compliance, and risk info via ASIC, with supporting documents. The process takes ~5–8 months and may require additional review.