Brokerage & Securities Licensing
Guides to AFSL, FSP, Investment Dealer and Securities Dealer licensing across Australia, Mauritius, Seychelles, South Africa and the UAE — built for forex brokers, investment firms and multi-entity brokerage structures.
14 articles in this category
Mauritius Investment Dealer License: How to Set Up in 2026
Learn how to obtain a Mauritius Investment Dealer License in 2026, including FSC regulation, license categories, capital requirements, and compliance obligations.
DCE or AFSL: Which Australian Crypto Exchange License Do You Need?
A practical overview of DCE vs AFSL requirements for Australian crypto exchanges, covering AUSTRAC registration, ASIC triggers, custody, staking, AML/CTF, and compliance risks.
Australian Brokerage License: Key Requirements and Structure
The Australian Brokerage License offers two main entry options: a full AFS License or operating as an authorized representative. These differ in capital requirements, compliance obligations, and level of independence, allowing firms to choose the most suitable structure for entering the market.
XS.com Secures Mauritius License to Strengthen Global Regulatory Presence
XS.com has obtained a Mauritius license from the FSC, strengthening its global regulatory presence and supporting its expansion in cross-border trading markets. The move reflects a broader strategy of operating across multiple regulated jurisdictions while growing in emerging regions.
Mauritius PIS License: Understanding the Payment Intermediary Services Framework for Cross-Border Expansion
The Mauritius PIS License provides a regulated framework for companies handling cross-border payments across Africa and other international markets. It supports payment processing, merchant acquiring, and fintech operations within a compliant and globally recognized financial environment.
Mauritius PIS License: A Complete Guide to Offshore Payment Infrastructure for Africa and Non-EU Markets
The Mauritius PIS License is a practical option for fintech companies working with cross-border payments and non-EU markets. It offers lower costs, a favorable tax environment, and access to reliable banking, making it an alternative to EU licensing.
Best Jurisdiction for Forex Broker Licensing: Mauritius vs Seychelles vs South Africa
Explore the best jurisdictions for offshore forex broker licensing, including Mauritius, Seychelles, and South Africa, and their key differences.
Mauritius Investment Dealer License 2026 Guide: Requirements, FSC Rules, Costs & Why Brokers Prefer Mauritius
In 2026, the Mauritius Investment Dealer License is a top offshore brokerage option that provides strong banking access, flexible trading conditions, minimal taxes, and growing regulatory credibility under the Financial Services Commission.
FSCA FSP License South Africa 2026: Who’s Licensed, What’s Changing & Why It’s Africa’s Gateway Market
The FSCA FSP license is essential for brokers entering South Africa and expanding across Africa’s growing financial markets.
Seychelles Securities Dealer License 2026: 190+ Brokers, Market Insights & Who Should Apply
Seychelles offers a flexible offshore broker license widely used for global expansion, especially within multi-entity brokerage structures.
Five Things to Think About Before Submitting an AFSL Application
Before applying for an AFSL, assess ASIC’s role, application requirements, ongoing obligations, penalties for non-compliance, and possible exemptions. Ensure your business qualifies as providing financial services and can meet strict compliance, training, and operational standards.
When is it necessary to obtain an Australian Financial Services License (AFSL)?
An AFSL is required in Australia if you carry on a financial services business, even as a minor activity. It covers advising, trading, managing funds, and more. Operating without one risks serious penalties; exemptions or alternatives may apply in limited cases.
FACT SHEET: How to Apply for AFSL
Applying for an AFSL requires clear purpose, correct authorizations, and qualified Responsible Managers. Applicants must submit detailed business, compliance, and risk info via ASIC, with supporting documents. The process takes ~5–8 months and may require additional review.
The UAE's SCA Category 5 Authorisation: An Explanation of the Marketing & Promotions License
Secure your SCA Category 5 License to legally market foreign financial products in the UAE. Understand the capital requirements (AED 500k), mandatory staffing roles, and how to fast-track your approval with Equilex’s regulatory support.