Brokerage & Securities Licensing

Guides to AFSL, FSP, Investment Dealer and Securities Dealer licensing across Australia, Mauritius, Seychelles, South Africa and the UAE — built for forex brokers, investment firms and multi-entity brokerage structures.

8 articles in this category

Best Jurisdiction for Forex Broker Licensing: Mauritius vs Seychelles vs South Africa

Explore the best jurisdictions for offshore forex broker licensing, including Mauritius, Seychelles, and South Africa, and their key differences.

April 17, 20263 min read

Brokerage & Securities Licensing

Mauritius Investment Dealer License 2026 Guide: Requirements, FSC Rules, Costs & Why Brokers Prefer Mauritius

In 2026, the Mauritius Investment Dealer License is a top offshore brokerage option that provides strong banking access, flexible trading conditions, minimal taxes, and growing regulatory credibility under the Financial Services Commission.

April 13, 20263 min read

Brokerage & Securities Licensing

FSCA FSP License South Africa 2026: Who’s Licensed, What’s Changing & Why It’s Africa’s Gateway Market

The FSCA FSP license is essential for brokers entering South Africa and expanding across Africa’s growing financial markets.

April 10, 20262 min read

Brokerage & Securities Licensing

Seychelles Securities Dealer License 2026: 190+ Brokers, Market Insights & Who Should Apply

Seychelles offers a flexible offshore broker license widely used for global expansion, especially within multi-entity brokerage structures.

April 10, 20263 min read

Brokerage & Securities Licensing

Five Things to Think About Before Submitting an AFSL Application

Before applying for an AFSL, assess ASIC’s role, application requirements, ongoing obligations, penalties for non-compliance, and possible exemptions. Ensure your business qualifies as providing financial services and can meet strict compliance, training, and operational standards.

March 27, 20264 min read

Brokerage & Securities Licensing

When is it necessary to obtain an Australian Financial Services License (AFSL)?

An AFSL is required in Australia if you carry on a financial services business, even as a minor activity. It covers advising, trading, managing funds, and more. Operating without one risks serious penalties; exemptions or alternatives may apply in limited cases.

March 27, 20265 min read

Brokerage & Securities Licensing

FACT SHEET: How to Apply for AFSL

Applying for an AFSL requires clear purpose, correct authorizations, and qualified Responsible Managers. Applicants must submit detailed business, compliance, and risk info via ASIC, with supporting documents. The process takes ~5–8 months and may require additional review.

March 27, 20269 min read

Brokerage & Securities Licensing

The UAE's SCA Category 5 Authorisation: An Explanation of the Marketing & Promotions License

Secure your SCA Category 5 License to legally market foreign financial products in the UAE. Understand the capital requirements (AED 500k), mandatory staffing roles, and how to fast-track your approval with Equilex’s regulatory support.

February 10, 20264 min read